Nick is both an Associate of the Chartered Institute of Bankers (ACIB) and a Member of the Chartered Institute for Securities & Investment (MCSI).
After many years in international banking, he has gained wide-ranging experience as a compliance officer with trust and corporate services, pensions administrator, fund administration, online stockbroker and fund management businesses.
He also has experience as a non-executive director of some junior public companies on NEX Exchange and AIM.
Nick joined Simcocks in 2014 to provide quality assurance to Simcocks through his role as a compliance officer. Since then he has assisted in the organisation of the business including regulatory compliance, professional standards and risk management as our practice and compliance manager.