Nick is both an Associate of the Chartered Institute of Bankers (ACIB) and a Member of the Chartered Institute for Securities & Investment (MCSI).
After many years in international banking he has gained wide ranging experience as a compliance officer with trust and corporate services, pensions administrator, fund administration, online stockbroker and fund management businesses.
He also has experience as a non-executive director of some junior public companies on ISDX and AIM.
Nick joined Simcocks in 2014 to provide quality assurance to Simcocks through his role as compliance officer. Since then he has assisted in the organisation of the business including regulatory compliance, professional standards and risk management as our practice and compliance manager.